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Question
Which of the following statements is true of the criminal liability imposed as per the Securities Act of 1934?
A. Criminal liability is inapplicable in cases of false material statements in applications or reports.
B. Individuals found guilty of filing misleading documents are subject to maximum two years of imprisonment.
C. Individuals guilty of securities fraud may face a prison sentence of up to 25 years.
D. Business organizations found guilty of filing misleading documents have relaxed laws in comparison to individuals.
E. Regulating and imposing liabilities on trading on nonpublic information is beyond the scope of the act.
Answer
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