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Question
Wayne is the president and CEO of a corporation. He owns 25% or the company's total stock and has been selling large chunks of his holdings over the past three months. If the SEC investigates him for short-swing profits, they would do so under:A.Regulation D of the '33 Act.
B.Rule 10(b) (5) of the '34 Act.
C.Section 16 of the '34 Act.
D.the Private Securities Litigation Reform Act of 1995.
Answer
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Related questions
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